Securities Law

Mindpix Corp. Announces the Establishment of a formal Business Advisory Board and Appointments to that Board, and New Securities – Bloomberg

Mindpix Corp. Announces the Establishment of a formal Business Advisory Board and Appointments to that Board, and New Securities Law Counsel PR Newswire ORLANDO, Fla., July 18, 2012 ORLANDO, Fla., July 18, 2012 /PRNewswire/ — Mindpix Corp …

Mizuho Securities unit reaches settlement agreement with SEC – PR Newswire

NEW YORK, July 18, 2012 /PRNewswire/ – Mizuho Securities USA Inc. (“Mizuho”), the U.S. broker … with complete integrity and in strict compliance with all applicable laws and regulations in the markets in which we operate.”

Law Offices of Howard G. Smith Announces Investigation on Behalf of Shareholders of New Oriental Education & Technology Group Inc. – Yahoo Finance

Smith announces that it is investigating potential claims against New Oriental Education & Technology Group Inc. (“New Oriental Education” or the “Company”) (EDU) concerning possible violations of federal securities laws. The investigation …

The Lin Law Firm Investigates Lime Energy Co. for Securities Fraud – Yahoo Finance

LOS ANGELES, July 18, 2012 /PRNewswire/ — The Lin Law Firm, A Professional Law Corporation, is investigating securities fraud claims against Lime Energy Co. (“Lime Energy” or the “Company”) (Nasdaq:  LIME) related to misrepresentations …

Rosen Law Firm Investigates Securities Fraud Claims Against New Oriental Education & Technology Group, Inc. – EDU – Marketwatch

NEW YORK, Jul 18, 2012 (BUSINESS WIRE) — The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against New Oriental Education & Technology Group, Inc. (NYSE:EDU) (“New Oriental”). The investigation focuses on …

Amish fund in deferred prosecution deal with SEC over disclosure – Reuters

The Amish Helping Fund, formed in 1995, funds its loans through investment contracts. Although the SEC said the Amish fund broke federal securities laws with its stale disclosure, there was no evidence that any investors suffered undue harm.

Rosen Law Firm Investigates Securities Fraud Claims Against New Oriental Education & Technology Group, Inc. – EDU – Yahoo Finance

The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against New Oriental Education & Technology Group, Inc. (EDU) (“New Oriental”). The investigation focuses on whether New Oriental issued misleading financial …

The Lin Law Firm Investigates Lime Energy Co. for Securities Fraud – StreetInsider.com

LOS ANGELES, July 18, 2012 /PRNewswire/ — The Lin Law Firm, A Professional Law Corporation, is investigating securities fraud claims against Lime Energy Co. (“Lime Energy” or the “Company”) (Nasdaq:  LIME) related to misrepresentations concerning its …

The Securities Arbitration Law Firm of Klayman & Toskes Investigates Claims On Behalf of Investors of JPMorgan Chase Proprietary – Bloomberg

The Securities Arbitration Law Firm of Klayman & Toskes Investigates Claims On Behalf of Investors of JPMorgan Chase Proprietary Mutual Funds and Chase Strategic Portfolios Business Wire NEW YORK — July 18, 2012 The Securities Arbitration Law …

BCSC Panel Finds That Three B.C. Men Illegally Traded and Distributed Securities – NBCNews.com

The panel found that PVT traded $3.5 million in PVT shares to 272 investors without being registered or having filed a prospectus with no applicable exemptions, and in doing so contravened securities laws. The panel also found that Mitschele …