Securities Law 
The Securities Arbitration Law Firm of Klayman & Toskes Files $350,000 Claim Against Merrill Lynch – NASDAQ
NEW YORK, July 11, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes (“K&T”), www.nasd-law.com, announced today that it filed a securities arbitration claim against Merrill Lynch, a division of Bank of America …
A. M. Castle Announces Expiration of Exchange Offer – CNBC
In connection with the issuance of the old notes, the Company entered into a registration rights agreement in which it undertook to offer to exchange the old notes for the new notes registered under the Securities Act. Pursuant to an … Continue reading
Luna Gold Corp. Announces Sale of the Cachoeira Project for Approximately $12 Million – Marketwatch
The securities have not been and will not be registered under the United States Securities Act of 1933, as amended or any state securities laws and may not be offered or sold within the United States or to U.S. persons … Continue reading
SBA Announces Offering of $650 Million of Senior Notes by SBA Telecommunications – msnbc.com
The Notes will be offered only to qualified institutional buyers under Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and to non-U.S. persons in transactions outside the United States under Regulation S under the …
United States: SEC Approves New FINRA Rule 5123: Private Placement Of Securities – Mondaq
preferred securities, and commodity pool offerings. The additional exemptions incorporated in Rule 5123, as approved, include: offerings sold to knowledgeable employees as defined in Investment Company Act Rule 3c-5; offerings sold to eligible contract …
Nektar Therapeutics Announces Private Placement of $125 Million of Senior Secured Notes Due in 2017 – MSN Money
The Senior Secured Notes and related note guarantees to be offered will not be and have not been registered under the Securities Act and may not be offered or sold in the United States absent registration or an applicable exemption … Continue reading
SBA Announces Pricing of $800 Million of Senior Notes by SBA Telecommunications – msnbc.com
The remaining proceeds will be used for general corporate purposes. The Notes will be offered only to qualified institutional buyers under Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and to non-U.S. persons in …
Navios Maritime Holdings Inc. Announces Closing of $88 Million 8 7/8% First Priority Ship Mortgage Notes Due 2017 – msnbc.com
The Notes were offered and sold in the United States only to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and in offshore transactions to non-United States persons in reliance … Continue reading
JOBS Act Will Increase Likelihood Of Accounting Scandals, Majority Of Bankers Say – Huffington Post
The Jobs Act, which President Obama signed into law in April … to file their drafts of their registration statements confidentially with the U.S. Securities and Exchange Commission. Potential problems with this provision came to light earlier …
The Law Office of Robbins Umeda LLP Announces Class Action Lawsuit Against Cooper Industries plc – Marketwatch
Robbins Umeda LLP, a California-based law firm, has significant experience representing investors in securities fraud class actions, merger-related shareholder class actions, and shareholder derivative actions. The firm’s skilled litigation …
