Securities Law 
Ind. to hold securities brokers more accountable – Republic
INDIANAPOLIS — Changes in Indiana securities law that take effect Sunday will hold brokers more accountable. Secretary of State Connie Lawson says the new provisions will help her office provide better protection to investors. The law clarifies a …
Ind. secretary of state prepares to enforce changes in state securities law – Daily Journal
INDIANAPOLIS — Changes in Indiana securities law that take effect Sunday will hold brokers more accountable. Secretary of State Connie Lawson says the new provisions will help her office provide better protection to investors. The law …
COMMISSION ANNOUNCEMENTS – Commission Revokes Exchange Act Registration Of Citizens Capital Corp. – comcast.net
of the Securities Exchange Act of 1934. The Commission found that the company violated Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 by failing to file any of its required periodic reports for a ten-year period between 2001 and … Continue reading
JPMorgan Cushions Drew’s Retirement With $21.5 Million – Bloomberg
Securities laws require any changes in stock ownership to be reported within two business days of the transaction, according to the SEC. Joe Evangelisti, a bank spokesman, wouldn’t comment on any aspect of Drew’s compensation. Drew didn’t …
Ind. secretary of state prepares to enforce changes in state securities law – Greenfield Daily Reporter
INDIANAPOLIS — Changes in Indiana securities law that take effect Sunday will hold brokers more accountable. Secretary of State Connie Lawson says the new provisions will help her office provide better protection to investors. The law …
Securities commission warns about potential investment hazards – San Marcos Daily Record
The SEC may complete its rulemaking in early 2013. Until then, Morgan said, state and federal securities law prohibitions remain in place against publicly accessible Internet-based securities offerings. Once the crowdfunding provision of the JOBS Act is in …
Ind. to hold securities brokers more accountable – CBS News
INDIANAPOLIS — Changes in Indiana securities law that take effect Sunday will hold brokers more accountable. Secretary of State Connie Lawson says the new provisions will help her office provide better protection to investors. The law …
BB Biotech AG : Publication pursuant to §26a WpHG (the German Securities Trading Act) – Reuters
BB Biotech AG / BB Biotech AG : Publication pursuant to §26a WpHG (the German Securities Trading Act) . Processed and transmitted by Thomson Reuters ONE. The issuer is solely responsible for the content of this announcement. Pursuant to article … Continue reading
Ind. to hold securities brokers more accountable – msnbc.com
INDIANAPOLIS — Changes in Indiana securities law that take effect Sunday will hold brokers more accountable. Secretary of State Connie Lawson says the new provisions will help her office provide better protection to investors. The law …
PRESS RELEASE: SEC Suspends Trading in Securities of China Medical Technologies – Wall Street Journal
of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading in the securities of China Medical Technologies, Inc. (“China Medical”), of the People’s Republic of China, at 9:30 a.m. on June 29, 2012, and terminating at 11:59 p.m. … Continue reading
