United States: Pay-To-Play: SEC Extends Compliance Deadline For Provisions Of Advisers Act Rule 206(4)-5 Limiting Payments To Third-Parties – Mondaq

June 26, 2012 Posted By: Leave a comment
The U.S. Securities and Exchange Commission (SEC) on June 8, 2012 extended for an undefined period the compliance deadline for portions of rule 206(4)-5 (Rule) under the Investment Advisers Act of 1940 (Advisers Act) that would limit an adviser's ability ...
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