Securities Law 
OSC Panel Releases Decision regarding Shaun Gerard McErlean and Securus Capital Inc. related to Breaches of the Ontario Securities Act – Yahoo Finance
TORONTO, July 23, 2012 /CNW/ – In a decision released on July 19, 2012, an Ontario Securities Commission (OSC) panel found that Shaun Gerard McErlean (McErlean) and Securus Capital Inc. (Securus) breached the Ontario Securities Act in connection …
Former Stanford executive says in limbo as SEC case drags – Reuters India
The 2010 Dodd-Frank law gave the SEC six months to make a final decision … was previously a regulator with the Dallas office of the National Association of Securities Dealers (NASD), or what is now the Financial Industry Regulatory Authority … Continue reading
Sabra Health Care REIT, Inc. Announces $75 Million Senior Notes Add-On Offering by Certain of Its Subsidiaries – NBCNews.com
The Notes to be offered have not been and will not be registered under the Securities Act or the securities laws of any other jurisdiction and may not be offered or sold in the United States absent registration or pursuant … Continue reading
Results of Operations and Financial Condition, Other Events, Financial Statements a – Yahoo! Finance
The information in this Item 2.02 and in the press release attached as Exhibit 99.1 to this current report shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, … Continue reading
Freddie Mac Announces Tenth $1 Billion Multifamily Securities Offering This Year, K-019 – Marketwatch
of the Securities Exchange Act of 1934 (‘Exchange Act”) since December 31, 2011, excluding any information “furnished” to the SEC on Form 8-K; and all documents that Freddie Mac files with the SEC pursuant to Sections 13(a), 13(c) or 14 … Continue reading
Big Lots, Inc. (BIG) Investor Lawsuit Against Big Lots, Inc. Over Alleged Securities Laws Violations Announced by Shareholders Foundation – NBCNews.com
The Shareholders Foundation, Inc. announces that a lawsuit was filed by an investor in Big Lots, Inc. (BIG) shares over alleged securities laws violations by Big Lots, Inc. and certain of its officers and directors over certain financial statements …
Birmingham native Tom Krebs returns from Washington stint, joins Christian & Small – Everything Alabama Blog
BIRMINGHAM, Alabama — Former Alabama Securities Commissioner Tom Krebs has joined the Birmingham law firm Christian & Small to aid with the expansion of the investment litigation practice group. Krebs joined the 41-lawyer firm last week …
US lawmakers propose greater SEC powers – Financial Times
Jack Reed, Democrat from Rhode Island, and Chuck Grassley, Republican from Iowa, want the Securities and Exchange Commission to … settlements with companies accused of violating securities laws. In a 2011 case against Citigroup, a federal judge refused …
NRG Energy to Buy GenOn for $1.7 Billion – New York Times
Several securities law experts say the delay in the BlackBerry 10, and overly optimistic remarks by Research in Motion’s chief executive, may make the company a target of shareholder lawsuits. Washington, D.C., Tests for AIDS in Stores …
The Lin Law Firm Announces Its Filing Of A Class Action Lawsuit Against Lime Energy Co. For Securities Fraud – EIN News
LOS ANGELES, July 21, 2012 /PRNewswire/ – The Lin Law Firm, A Professional Law Corporation, has filed a class action lawsuit against Lime Energy Co. (“Lime Energy” or the “Company”) (Nasdaq: LIME) and certain of its officers for alleged violations of … Continue reading
