Securities Law

CYGAM Energy Announces Securities Lending Arrangement – Yahoo Finance

ANY FAILURE TO COMPLY WITH THIS RESTRICTION MAY CONSTITUTE A VIOLATION OF U.S. SECURITIES LAWS. CYGAM Energy Inc. (“CYGAM” or the “Corporation”) (CYG.V) is pleased to announce that the Corporation has executed a Securities Lending Agreement …

Federman & Sherwood Announces That a Securities Class Action Lawsuit Has Been Filed Against Lime Energy Co. (NASDAQ: LIME) – NBCNews.com

The complaint alleges violations of federal securities laws, Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5, including allegations of issuing a series of material or false misrepresentations to the market which had the …

Why Regulation Won’t Fix Finance – CNBC

Kennedy upset the balance at the SEC, which was mostly staffed by professional regulators with legal expertise in securities laws, by appointing a Columbia law professor named William Cary and three of his allies to the Commission. Cary’s SEC conducted … Continue reading

Mace Security International, Inc. Announces Plan to Deregister its Common Stock – MSN Money

Mace Security International, Inc. (“Mace” or the “Company”) (OTCQB: MACE) today announced the Company’s decision to voluntarily suspend its reporting obligations under the Securities Exchange Act of 1934, as amended (“Exchange Act”).

CYGAM Energy Announces Securities Lending Arrangement – Market Wire

ANY FAILURE TO COMPLY WITH THIS RESTRICTION MAY CONSTITUTE A VIOLATION OF U.S. SECURITIES LAWS. CYGAM Energy Inc. (“CYGAM” or the “Corporation”) (TSX VENTURE:CYG) is pleased to announce that the Corporation has executed a Securities Lending …

US securities class-action settlements tumble – Reuters UK

July 24 (Reuters) – The pace at which investors bringing U.S. securities fraud cases are actually recovering money in settlements has fallen to the lowest since laws governing class-action litigation were overhauled in the mid-1990s. Just 31 …

Edge Resources Inc. Moves Drilling Rig and Spuds First Well – NBCNews.com

The securities offered have not been and will not be registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or applicable exemption from the registration requirements … Continue reading

Universal Technical Institute Reports Cooperation in Governmental Inquiries – MLive.com

Safe Harbor Statement All statements contained herein, other than statements of historical fact, are “forward-looking” statements within the meaning of Section 21E of the Securities Exchange Act of 1934 and Section 27A of the Securities Act of 1933 …

Radiation Therapy Services, Inc. Announces Extension of Pending Exchange Offer – NBCNews.com

The exchange offer is not being made to holders of the Old Notes in any jurisdiction in which the making or acceptance thereof would not be in compliance with the securities, blue sky or other laws of such jurisdiction.  None … Continue reading

Big Lots, Inc. (BIG) Investor Lawsuit Against Big Lots, Inc. Over Alleged Securities Laws Violations Announced by Shareholders Foundation – Marketwatch

SAN DIEGO, CA, Jul 23, 2012 (MARKETWIRE via COMTEX) — The Shareholders Foundation, Inc. announces that a lawsuit was filed by an investor in Big Lots, Inc. (BIG) shares over alleged securities laws violations by Big Lots, Inc. and certain … Continue reading