SEC Charges Mizuho Securities USA With Misleading Investors, Pays $127.5m To Settle – hereisthecity.com
The settlement, which requires court approval, also permanently enjoins Mizuho from violating Sections 17(a)(2) and (3) of the Securities Act. In the related administrative proceedings against Rekeda, Capdepon, and Snorteland, the SEC found that ...
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