Securities Law 
AIG ex-CEO Greenberg eyes reversing NY fraud case – msnbc.com
Unlike under federal law, the Martin Act does not require investigators to prove intent in order to prevail on a securities fraud claim. According to David Boies, a lawyer for Greenberg, a key issue is whether Schneiderman may use the … Continue reading
AIG ex-CEO Greenberg eyes reversing NY fraud case – Reuters
Unlike under federal law, the Martin Act does not require investigators to prove intent in order to prevail on a securities fraud claim. According to David Boies, a lawyer for Greenberg, a key issue is whether Schneiderman may use the … Continue reading
Lloyds Banking Group LLOY Publication of Supplementary Prospectus – Bloomberg
The securities described herein have not been, and will not be, registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), or under any relevant securities laws of any state of the United States of America and … Continue reading
Law Offices of Howard G. Smith Announces Lead Plaintiff Deadline In The Class Action Lawsuit Against Swisher Hygiene Inc. – Business Wire
BENSALEM, Pa.–(EON: Enhanced Online News)–Law Offices of Howard G. Smith, representing investors of Swisher Hygiene Inc. (“Swisher” or the “Company”) (NASDAQ:SWSH), announces that all purchasers of Swisher securities between May 16, 2011 and …
Lloyds TSB Bank PLC 38ZT Publication Supplementary Prospectus – Bloomberg
The securities described herein have not been, and will not be, registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), or under any relevant securities laws of any state of the United States of America and … Continue reading
U.S. Said to Start Probe of $2 Billion JPMorgan Loss (Update 2) – Bloomberg
At the end of an investigation, the U.S. may consider filing mail, wire and securities fraud charges, which give prosecutors “enormous” discretion, said Ellen Podgor, a professor at Stetson University College of Law in St. Petersburg …
State agency warns of possible dangers of crowdfunding investment opportunities – Seattle Post Intelligencer
Congress enacted the JOBS Act last month and directed the Securities and Exchange Commission to adopt rules to carry out a new exemption to allow crowdfunding. Until the rules are adopted, “any offers or sales of securities purporting to rely … Continue reading
Results of Operations and Financial Condition – Yahoo! Finance
The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, and shall not be deemed incorporated by reference into any filing made … Continue reading
Hubei Minkang Pharmaceutical Ltd. Closes Private Placement of $791,189 – msnbc.com
The securities offered and sold in the private placement have not been registered under the United States Securities Act of 1933, as amended (the “Securities Act”), or any state securities laws, and may not be offered or sold in the … Continue reading
Northern Oil and Gas, Inc. Announces Pricing of Upsized Senior Notes Offering – Marketwatch
The notes are being offered only to qualified institutional buyers in reliance on the exemption from registration set forth in Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and outside the United States to non-U … Continue reading
