Securities Law 
Citigroup Finds Obeying Law Is Too Darn Hard: Jonathan Weil – Bloomberg
Here’s what makes the SEC’s conduct doubly outrageous: The commission already had two cease-and-desist orders in place against the same Citigroup unit, barring future violations of the same section of the securities laws that the company now …
Block & Leviton LLP Investigates MF Global Holdings Ltd. – Yahoo Finance
BOSTON, Nov. 1, 2011 /PRNewswire/ — Block & Leviton LLP, (www.blockesq.com) a Boston-based law firm representing investors seeking to recover money lost due to investment fraud, is investigating possible securities fraud claims involving MF Global …
Atlantic Power Corporation and Capital Power Income L.P. Announce Court Approval of Plan of Arrangement – Yahoo Finance
as amended and under Canadian securities law (collectively, “forward-looking statements”). These forward-looking statements relate to, among other things, the completion of the Arrangement and the timing thereof. The Arrangement is subject to a number of …
Ex-Delphi CEO Battenberg ordered to repay $215,000 for violating securities laws – Crain’s Detroit Business
Former Delphi Corp. CEO J.T. Battenberg III must pay a $215,000 for violating U.S. securities laws by misrepresenting a $237 million payment to General Motors Corp., a U.S. judge ruled. On Monday, Judge Avern Cohn of U.S. District Court in … Continue reading
Notice to All Omnivision Technologies Investors Concerning Class Action Lawsuit From Securities Law Firm of Tramont Guerra Nunez, PA – YAHOO!
The Securities Law Firm of Tramont Guerra & Nunez, P.A. (TGN) provides notice to all investors concerning the Omnivision Technologies class action lawsuit (Case No. 11-CV-05235) filed October 26, 2011 in the United States District Court of the Northern …
Former Delphi CEO fined for security law violation – The Oakland Press
J. T. Battenberg III, who served as Delphi’s from its start in 1999 until just before it filed for bankruptcy in 2005, must pay a $215,000 for violating U.S. securities laws by misrepresenting a $237 million payment to General Motors … Continue reading
Lawyer Conflicts, ‘Minimum Life,’ China Banks: Compliance – BusinessWeek
The SEC has seen “situations where counsel represents 20, 30 or 40 witnesses and the company in a case,” SEC Enforcement Director Robert Khuzami said at a securities law conference Oct.28 in Los Angeles. “It’s conceivable that there are …
Shepherd Smith Edwards & Kantas is Investigating MF Global in Light of Its Bankruptcy Filing and Missing Funds – Benzinga
NEW YORK, Nov. 1, 2011 (GLOBE NEWSWIRE) — The Securities Law Firm of Shepherd Smith Edwards & Kantas LLP, www.sseklaw.com, is investigating MF Global Holdings LTD headquartered in New York City, New York in light of its bankruptcy filing on … Continue reading
Former Delphi CEO, Accountant Owe $333,500 for Records-Keeping Violation – Bloomberg
Former Delphi Corp. Chief Executive Officer J. T. Battenberg III must pay a $215,000 for violating U.S. securities laws by misrepresenting a $237 million payment to General Motors Corp., a U.S. judge ruled. U.S. District Judge Avern Cohn in …
Gilman Law LLP Investigating Shareholder Lawsuit Against Omnicare, Inc. – YAHOO!
Gilman Law LLP, a prominent national securities law firm, is investigating allegations on behalf of Omnicare, Inc. shareholders that the Company withheld information from investors involving a widespread scheme to defraud the federal Medicare program and …
