Securities Law

Regulators fine Altamonte Springs investment brokerage for ‘willful’ violations – Orlando Sentinel

An embattled investment brokerage in Altamonte Springs has been sanctioned by regulators for “willfully violating” certain federal securities laws, according to an industry agency’s ruling, though regulators have allowed it to continue operating …

Ryan & Maniskas, LLP Announces Investigation of Lime Energy Co. – CNBC

has commenced an investigation into potential securities law violations by certain officers of Lime Energy Co. (“Lime Energy” or the “Company”) (NASDAQ: LIME). The investigation focuses on allegations that certain statements issued by the Company regarding …

PetroQuest Energy, Inc. Invites You To Join Its 2012 Second Quarter Earnings Conference Call – Yahoo Finance

BizID=1690&1=1 This news release contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended.  These forward-looking …

Law Offices of Howard G. Smith Announces Class Action Lawsuit Against Bridgepoint Education, Inc. – CNBC

Jul 18, 2012 (BUSINESS WIRE) — Law Offices of Howard G. Smith announces that a class action lawsuit has been filed in the United States District Court for the Southern District of California on behalf of purchasers of the securities … Continue reading

PetroQuest Energy, Inc. Invites You To Join Its 2012 Second Quarter Earnings Conference Call – MSN Money

BizID=1690&1=1 This news release contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended.  These forward-looking …

Pomerantz Law Firm Reminds Shareholders of KIT Digital Inc. of Upcoming Deadline — KITD – Bloomberg

Pomerantz Law Firm Reminds Shareholders of KIT Digital Inc. of Upcoming Deadline — KITD NEW YORK, July 19, 2012 (GLOBE NEWSWIRE) — Shareholders of KIT Digital Inc. (“KIT” or the “Company”) (Nasdaq:KITD) are reminded of the securities class …

Law Offices of Todd M. Garber Announces Investigation of Ignite Restaurant Group, Inc. – Yahoo Finance

The Law Offices of Todd M. Garber announces that it is investigating potential claims against Ignite Restaurant Group, Inc. (“Ignite” or the “Company”) (IRG) concerning possible violations of federal securities laws. The investigation is …

Rosen Law Firm Investigates Securities Fraud Claims Against Ignite Restaurant Group, Inc. – IRG – Yahoo Finance

The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against Ignite Restaurant Group, Inc. (IRG) (“Ignite”). The investigation focuses on whether Ignite issued misleading financial statements to investors in …

Nabi Biopharmaceuticals Announces Waiver of Cash Reserve Tender Offer Condition – NBCNews.com

This news release and any attachments include “forward-looking statements,” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including, in …

Helix BioPharma Corp. Announces Filing of Form 15F to Terminate SEC Reporting Obligations – NBCNews.com

Forward-Looking Statements and Risks and UncertaintiesThis news release contains certain forward-looking statements and information (collectively, “forward-looking statements”) within the meaning of applicable Canadian and U.S. securities laws, including …