Securities Law
Law Offices of Howard G. Smith Announces Investigation On Behalf of Shareholders of Ignite Restaurant Group, Inc. – Yahoo Finance
Law Offices of Howard G. Smith announces that it is investigating potential claims against Ignite Restaurant Group, Inc. (“Ignite” or the “Company”) (IRG) concerning possible violations of federal securities laws. Ignite, together with …
German Yields Stay Below Zero as Spain’s Notes Drop Before Sale – Bloomberg
Spain is due to auction bonds maturing in October 2014, July 2017 and October 2019. None of the securities being sold act as a benchmark and each bond has an outstanding volume of at least 16 billion euros, according to … Continue reading
Results of Operations and Financial Condition, Regulation FD Disclosure, – Yahoo! Finance
The information in this Item 2.02 is being furnished and shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The … Continue reading
Pomerantz Law Firm Reminds Shareholders of Central European Distribution Corporation of Upcoming Deadline — CEDC – NBCNews.com
This securities class action seeks to recover damages caused by the Company’s violations of the federal securities laws and to pursue remedies under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated …
Huron Consulting paying $1M civil fine to settle SEC charges of accounting violations – Washington Post
They agreed to pay a total of about $300,000 in fines and restitution. Huron and the executives neither admitted nor denied wrongdoing, but they did agree to refrain from future violations of securities laws.
Entry into a Material Definitive Agreement, Unregistered Sale of Equity Securiti – Yahoo! Finance
Each Consultant is an “accredited investor,” as such term is defined in the Securities Act of 1933, as amended (the “Securities Act”) and will be issued in reliance on the exemption from registration afforded by Section 4(2) and Regulation D … Continue reading
SEC Charges Mizuho Securities USA With Misleading Investors, Pays $127.5m To Settle – hereisthecity.com
The settlement, which requires court approval, also permanently enjoins Mizuho from violating Sections 17(a)(2) and (3) of the Securities Act. In the related administrative proceedings against Rekeda, Capdepon, and Snorteland, the SEC found that …
SunCoke Energy, Inc. Board of Directors Approves Formation and IPO of Master Limited Partnership – MSN Money
IMPORTANT INFORMATION This announcement is being made pursuant to and in accordance with Rule 135 under the Securities Act of 1933, as amended. As required by Rule 135, this press release does not constitute an offer to sell or the … Continue reading
Pomerantz Law Firm Reminds Shareholders of KIT Digital Inc. of Upcoming Deadline — KITD – Marketwatch
This class action seeks to recover damages caused by the Company’s violations of the federal securities laws and to pursue remedies under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 10b-5 promulgated …
The Lin Law Firm Investigates Lime Energy Co. for Securities Fraud – The Business Journal
LOS ANGELES, July 18, 2012 /PRNewswire/ — The Lin Law Firm, A Professional Law Corporation, is investigating securities fraud claims against Lime Energy Co. (“Lime Energy” or the “Company”) (Nasdaq: LIME) related to misrepresentations …