Securities Law 
The Securities Arbitration Law Firm of Klayman & Toskes Files Claim Against Stifel Nicolaus For "Selling Away" – SF – GlobeNewsWire (press release)
NEW YORK, June 12, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it filed a claim against Stifel Nicolaus (NYSE:SF) on behalf of an 89 year old World War … Continue reading
The Securities Arbitration Law Firm of Klayman & Toskes Files Claim Against Stifel Nicolaus For "Selling Away" – SF – NASDAQ
NEW YORK, June 12, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today that it filed a claim against Stifel Nicolaus (NYSE:SF) on behalf of an 89 year old World War … Continue reading
Bazi International, Inc. Reaches Merger Agreement with GT Beverage Company, Inc. – MSN Money
The securities to be offered to GT Beverage shareholders have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or any state securities laws, and unless so registered, may not be offered or sold in … Continue reading
Nicholas Cosmo’s Brokers Sued by SEC Over Ponzi Scheme – Bloomberg
The SEC is seeking civil penalties plus disgorgement of ill-gotten gains received as a result of the alleged violations of federal securities laws. Four of the defendants were arrested April 25 on a criminal complaint, according to the complaint.
SEC charges 14 people in Ponzi scheme – CNBC
The Securities and Exchange Commission has charged 14 people with violating federal securities laws for their roles in a $415 million Ponzi scheme, the agency announced Tuesday. Sales agents allegedly pocketed more than $52 million selling nonexistent …
The Lin Law Firm Announces Investigation of Securities Claims Against ModusLink Global Solutions, Inc. – Yahoo Finance
LOS ANGELES, June 12, 2012 /PRNewswire/ — The Lin Law Firm, A Professional Law Corporation, announces that it is investigating potential claims for violations of federal securities laws against ModusLink Global Solutions, Inc. (“ModusLink” or …
Chelsea broker charged with securities violations – Boston Globe
He is charged with five counts of violating state securities laws, civil violations that carry fines and other administrative remedies. According to the Securities Division, the investors in Martel’s alleged fraud never received interest …
SLAM Finding More Quartz Veins in The St Quentin Gold Area – msnbc.com
The securities have not been and will not be registered under the United States Securities Act of 1933, as amended (the “U.S. Securities Act”) or any state securities laws and may not be offered or sold within the United States … Continue reading
United States: Margin Call Sales Raise Securities Law Worries, Or Wake Up And Smell The Coffee (Burning) – Mondaq
The founder and chairman and the lead independent director of Green Mountain Coffee Roaster (GMCR) both were removed from their leadership positions as a result of margin call sales of company stock earlier this month that the company termed “inconsistent … Continue reading
The Lin Law Firm Announces Investigation of Securities Claims Against ModusLink Global Solutions, Inc. – PR Newswire
LOS ANGELES, June 12, 2012 /PRNewswire/ — The Lin Law Firm, A Professional Law Corporation, announces that it is investigating potential claims for violations of federal securities laws against ModusLink Global Solutions, Inc. (“ModusLink” or the “Company …
