Securities Law 
Ryan & Maniskas, LLP Announces Investigation of ModusLink Global Solutions, Inc. – Yahoo Finance
Ryan & Maniskas, LLP (www.rmclasslaw.com/cases/mlnk) has commenced an investigation into potential securities law violations by certain officers of ModusLink Global Solutions, Inc. (“ModusLink” or the “Company”) (MLNK). The investigation …
In Japan, Low Fines for Insider Trading Prompt Calls for Change – New York Times
but such punishments remain modest by global standards and have brought calls in the country for tougher laws to deter a practice that has gone unchecked for years. Since March, the agency, the Securities and Exchange Surveillance Commission …
Phillips Nizer Opens Law Office in East Hampton, New York – YAHOO!
Located at 34 Pantigo Road, the branch will be led by Senior Counsel, Andrew E. Goldstein, a member of the firm’s Corporate & Business Law Department and Securities & Private Placement Practice. This is the second office on Long Island … Continue reading
United States: JOBS Act Client Alert – Rules 506 Of Regulation D And 144A – Mondaq
The JOBS Act (the “Act”), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws. Currently, any issuer intending to rely on either Rule 506 … Continue reading
Ryan & Maniskas, LLP Announces Investigation of Centene Corp. – Yahoo Finance
Ryan & Maniskas, LLP (www.rmclasslaw.com/cases/cnc) has commenced an investigation into potential securities law violations by certain officers of Centene Corp. (“Centene” or the “Company”) (CNC). The investigation focuses on allegations …
Ryan & Maniskas, LLP Announces Investigation of Centene Corp. – CNBC
has commenced an investigation into potential securities law violations by certain officers of Centene Corp. (“Centene” or the “Company”) (NYSE: CNC). The investigation focuses on allegations that certain statements issued by the Company regarding Centene …
United States: Up To Date: Current Developments In Securities Laws – May 2012 – Mondaq
Title IV of the Jumpstart Our Business Startups Act (JOBS Act) directs the SEC to write regulations providing for an exemption from Securities Act registration of public offerings of up to an aggregate of $50 million of equity, debt or … Continue reading
Portfolio Manager Files Early Warning Report for WesternOne Equity Income Fund – msnbc.com
Further to disclosure requirements of applicable securities laws, Fred Hurdman, portfolio manager, announced that he acquired, by way of regaining control over his clients’ fully managed accounts at Raymond James (over which he has sole discretion …
Municipal Regulators Crack Down on Disclosure Enforement – Businessweek
Under securities law, municipal borrowers don’t have to provide financial and other information, yet their underwriter banks are required to put language in bond documents that forces the issuers to meet disclosure guidelines. Some dealers …
U.S. Congresswoman Seeks Probe of Chevron Over $18 Billion Ecuador Case, says Amazon Defense Coalition – YAHOO!
… A U.S. Congresswoman has asked the Securities and Exchange Commission to determine whether Chevron is violating securities laws related to a court finding that it deliberately dumped billions of gallons of toxic waste into the Amazon rainforest.
