Securities Law 
ASC sanctions Edmonton-based Lorne Drever $300,000 – PR Newswire
Locate Technologies and 706166 Alberta Co. from using Alberta securities laws exemptions; and Drever from acting as a director or officer or director of any issuer. Drever, Locate Technologies and 706166 Alberta Co. were subject to a 2008 ASC cease … Continue reading
American Natural Energy Corporation Announces Capital Raise – Yahoo Finance
… and sale of such securities by ANEC to the subscribers has not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “Act”), and such securities may not be offered or sold in … Continue reading
Greenberg Traurig Continues Expansion of Corporate and Securities Practice With Addition of Shareholder Michael McKinnon in Orange County – Yahoo Finance
IRVINE, Calif., June 8, 2012 /PRNewswire/ – Michael McKinnon has joined the Orange County office of international law firm Greenberg Traurig, LLP as a shareholder in the Corporate and Securities practice. He has more than 15 years of …
American Natural Energy Corporation Announces Capital Raise – PR Newswire
… offer and sale of such securities by ANEC to the subscribers has not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “Act”), and such securities may not be offered or sold … Continue reading
Tetragon Financial Group Limited (TFG) Announces Update on its Share Repurchase Program – Sacramento Bee
The securities of TFG have not been and will not be registered under the US Securities Act of 1933 (the “Securities Act”), as amended, and may not be offered or sold in the United States or to US persons unless … Continue reading
Pomerantz Law Firm Reminds Shareholders of Qiao Xing Universal Resources, Inc. of Upcoming Deadline — XINGF – msnbc.com
This class action is brought under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 against the Company and certain of its top officials. If you are a shareholder who purchased Qiao Xing securities during the Class Period … Continue reading
Pomerantz Law Firm Reminds Shareholders of Qiao Xing Universal Resources, Inc. of Upcoming Deadline — XINGF – NASDAQ
This class action is brought under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 against the Company and certain of its top officials. If you are a shareholder who purchased Qiao Xing securities during the Class Period … Continue reading
Adept Technology Announces Details of Common Stock Offering – msnbc.com
solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. Electronic copies of the prospectus supplement and prospectus relating to these securities may be obtained …
SEC sees 30 to 32 confidential filings since Jobs Act – Reuters
June 8 (Reuters) – The U.S. Securities and Exchange Commission has seen 30 to 32 companies file confidentially since the JOBS Act was passed in late March, SEC attorney Jennifer Zepralka said on Friday. The confidential filing rules allow …
Ivanhoe Mines Files Final Prospectus for Rights Offering – msnbc.com
solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. About Ivanhoe Mines Ivanhoe Mines (TSX:IVN)(NYSE:IVN)(NASDAQ:IVN) is an international mining company with operations …
