Securities Law 
Rubicon Minerals informed that shareholder Agnico-Eagle Mines reduces its shareholdings in Rubicon – Seekingalpha.com
This news release contains statements that constitute “forward-looking statements” within the meaning of Section 21E of the United States Securities Exchange Act of 1934 and “forward-looking information” within the meaning of applicable Canadian …
Unregistered Sale of Equity Securities, Financial Statements and Exhib – Yahoo! Finance
The issuance was made in reliance on Rule 506 promulgated under the Securities Act of 1933, as amended (the “Securities Act”) and was made without general solicitation or advertising. Each Purchaser represented that it is an accredited investor with access … Continue reading
Securities Law To Be Amended – SEC Boss – Modern Ghana
Mr Adu Anane Antw- – Director General of SEC The Securities and Exchange Commission(SEC) is pushing for a legislation that will compel foreign owned companies in selected industries for five years to float part of their shares on the Ghana … Continue reading
More Virtuous Examination of the Big Data Construct – SYS-CON Media (press release)
Amazon Forward Looking Statements This announcement contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Actual results may differ significantly from …
Bay Street lawyer’s career hinges on results of disciplinary hearing – Globe and Mail
And it could be entering its final chapter this week. The career of outspoken Bay Street securities lawyer Joe Groia hangs in the balance as a Law Society of Upper Canada disciplinary panel hears closing arguments that began Tuesday and … Continue reading
3 ex-Pa. execs of Consol Energy sued for trading – The State Journal
“Consol Energy takes compliance with federal securities laws seriously and we have policies in place to ensure that our employees abide by these laws,” spokeswoman Lynn Seay said in a statement Friday. “In instances of noncompliance, the company takes …
BancorpSouth Announces Settlement of Securities Litigation – PR-USA.net
In this lawsuit, the plaintiff alleged that BancorpSouth and certain of its executives violated federal securities laws by issuing materially false and misleading statements regarding BancorpSouth’s business and financial results. Defendants deny all of …
Japan to ask SEC to join insider trading crackdown: sources – Yahoo Finance
Japan’s Securities and Exchange Surveillance Commission (SESC … Japanese financial regulators have the power to act against foreign financial institutions with operations in Japan, but it was not clear what penalties they could seek against …
Facebook stock performance, IPO said to be under investigation by SEC – Washington Post
Federal regulators are reviewing the offering, but some Democrats in Congress say their concerns about the IPO go well beyond the question of whether any laws were violated. The Securities and Exchange Commission is examining how the company, its …
Trading Curbs, JPMorgan CIO, Nasdaq OMX: Compliance – Bloomberg
The group represents more than 13,000 funds with more than $13 trillion in assets. In the past, securities laws generally required firms to market non-publicly traded securities only to so-called accredited investors with whom they’ve had an …
