Securities Law
Pioneer Drilling Company Announces Completion of Exchange Offer – Yahoo Finance
The Company received tenders for all $175 million in aggregate principal amount of the 9.875% Senior Notes due 2018, which were exchanged for $175 million of 9.875% Senior Notes due 2018, which have been registered under the Securities Act of … Continue reading
Rosen Law Firm Investigates Securities Fraud Claims Against DGSE Companies, Inc. – DGSE – Yahoo Finance
The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against DGSE Companies, Inc. (NYSE MKT: DGSE). The investigation focuses on whether DGSE issued misleading financial statements to investors during the period …
Pioneer Drilling Company Announces Completion of Exchange Offer – MSN Money
The Company received tenders for all $175 million in aggregate principal amount of the 9.875% Senior Notes due 2018, which were exchanged for $175 million of 9.875% Senior Notes due 2018, which have been registered under the Securities Act of … Continue reading
Boomerang Systems, Inc. Announces $6.2 Million Financing Through Private Offering – MSN Money
The Company conducted the offering pursuant to a transaction exempt from the registration requirements of the Securities Act of 1933, as amended. The final closing occurred on July 13, 2012. In the offering, the Company sold 6% …
The Securities Arbitration Law Firm of Klayman & Toskes Investigates … – CNBC
NEW YORK, Jul 18, 2012 (BUSINESS WIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. ) announced today that it is investigating the sales practices of JPMorgan Chase (NYSE: JPM) in connection with the firm’s sales of … Continue reading
BCSC panel finds that three B.C. men illegally traded and distributed securities – PR Newswire
The panel found that PVT traded $3.5 million in PVT shares to 272 investors without being registered or having filed a prospectus with no applicable exemptions, and in doing so contravened securities laws. The panel also found that Mitschele, as … Continue reading
Rosen Law Firm Investigates Securities Fraud Claims Against DGSE Companies, Inc. – DGSE – Boston Globe
The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against DGSE Companies, Inc. (NYSE MKT: DGSE). The investigation focuses on whether DGSE issued misleading financial statements to investors during the period …
SEC delays court action seeking Deloitte China audit papers – Chicago Tribune
WASHINGTON (Reuters) – The Securities and Exchange Commission on Wednesday sought … but Deloitte has resisted citing Chinese sovereignty laws. Longtop, a China-based company that was listed in the US, was charged in November with failing …
Heckmann Corporation Commences Exchange Offer for 9.875% Senior Notes Due 2018 – Bloomberg
The terms of the Exchange Notes are substantially identical to the terms of the Old Notes, except that the Exchange Notes have been registered under the Securities Act and will not be subject to the transfer restrictions and registration rights … Continue reading
How A Prosecutor Would Attack Romney’s 1999 ‘Retroactive Retirement’ – Forbes
And based on my July 17 interview with a recently retired prosecutor who has argued securities law cases in front of a judge and jury, there could be a way to make Romney legally accountable for the gap between his … Continue reading