Securities Law

Law Offices of Todd M. Garber Announces Investigation of Lime Energy Co. – Yahoo Finance

The Law Offices of Todd M. Garber announces that it is investigating potential claims against Lime Energy Co. (“Lime Energy” or the “Company”) (LIME) concerning possible violations of federal securities laws. The investigation is related …

Mizuho Securities unit reaches settlement agreement with SEC – Marketwatch

NEW YORK, July 18, 2012 /PRNewswire via COMTEX/ — Mizuho Securities USA Inc. (“Mizuho”), the U.S … with complete integrity and in strict compliance with all applicable laws and regulations in the markets in which we operate.”

QUANTUM CORP (NYSE:QTM) Investor Alert: Investigation over Potential Violations of Securities Laws – SBWire

San Diego, CA — (SBWIRE) — 07/17/2012 — An investigation on behalf of investors in QUANTUM CORP (NYSE:QTM) shares over potential securities laws violations by certain officers and directors at QUANTUM CORP in connection with certain financial statements …

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Substantial Losses Investing In Lime Energy Co. To Contact the Firm – Yahoo Finance

NEW YORK, July 17, 2012 /PRNewswire/ – Faruqi & Faruqi, LLP, a leading national securities law firm, is investigating potential securities fraud at Lime Energy Co. (“Lime” or the “Company”) (LIME). (Logo: http://photos.prnewswire.com/prnh …

Illegal Conduct Is Critical to the Survival of the Securities Industry – Huffington Post

Almost a third said they felt pressured to “compromise ethical standards or violate the law.” I was surprised these percentages were so low. As recent convictions for insider trading demonstrate, some hedge fund managers fully understand the …

Rosen Law Firm Investigates Securities Fraud Claims Against Lime Energy Co. – LIME – Yahoo Finance

The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against Lime Energy Co. (LIME) (“Lime Energy”). On July 17, 2012 Lime Energy announced that its financial statements for the periods ended December 31, 2010 …

Rosen Law Firm Investigates Securities Fraud Claims Against Lime Energy Co. – LIME – Marketwatch

NEW YORK, Jul 17, 2012 (BUSINESS WIRE) — The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against Lime Energy Co. (NASDAQ:LIME) (“Lime Energy”). On July 17, 2012 Lime Energy announced that its financial …

Rosen Law Firm Investigates Securities Fraud Claims Against Lime Energy Co. – LIME – Investors Business Daily

NEW YORK–(BUSINESS WIRE)– The Rosen Law Firm, P.A. announces that it is investigating securities fraud claims against Lime Energy Co. (NASDAQ: LIME) (“Lime Energy”). On July 17, 2012 Lime Energy announced that its financial statements for …

The Securities Arbitration Law Firm of Klayman & Toskes Files $1 Million Claim Against Foothill Securities to Recover Losses Sustained in Illiquid REITs and Variable Annuities – NBCNews.com

NEWPORT BEACH, Calif., July 17, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), ( www.nasd-law.com ), announced today that it filed a claim against Foothill Securities, Inc. on behalf of a 65 year … Continue reading

Law Offices of Howard G. Smith Announces Investigation On Behalf of Investors of LIME ENERGY CO. – Yahoo Finance

Law Offices of Howard G. Smith announces that it is investigating potential claims on behalf of investors of LIME ENERGY CO. (“Lime Energy” or the “Company”) (LIME) concerning possible violations of federal securities laws. The …