Securities Law

NM securities agency probing fake financial audit – Businessweek

SANTA FE, N.M. (AP) — A New Mexico financial regulator is investigating possible violations of state securities laws by a fake New Mexico Finance Authority audit being distributed to investors. The probe by the state Securities Division was …

NM securities agency probing fake financial audit – Oregonian

SANTA FE, N.M. (AP) — A New Mexico financial regulator says it’s investigating whether there were possible violations of state securities laws by the faking of a New Mexico Finance Authority audit. The probe by the state Securities Division …

SUPERVALU INC. (NYSE:SVU) Investor Alert: Investigation over Potential Violations of Securities Laws – SBWire

San Diego, CA — (SBWIRE) — 07/16/2012 — An investigation on behalf of investors in SUPERVALU INC. (NYSE:SVU) shares over potential securities laws violations by certain officers and directors at SUPERVALU INC. in connection with certain financial …

QUESTCOR PHARMACEUTICALS, INC. (NASDAQ:QCOR) Investor Alert: Investigation over Potential Violations of Securities Laws – SBWire

San Diego, CA — (SBWIRE) — 07/16/2012 — An investigation on behalf of investors in QUESTCOR PHARMACEUTICALS, INC. (NASDAQ:QCOR) shares over potential securities laws violations by certain officers and directors at QUESTCOR PHARMACEUTICALS, INC. in …

Finland: Amended Finnish Securities Markets Act Introduces New Sanctions – Mondaq

The new Securities Market Act and related laws were initially scheduled to enter into force 1st July 2012, but the decision has been postponed to autumn 2012. 2. The purpose of amendments relating to sanctions The law is intended to … Continue reading

The Securities Arbitration Law Firm of Klayman & Toskes Continues to Investigate Claims Against Money Concepts Capital Corp. on Behalf of Customers of Gurudeo "Buddy" Persaud – msnbc.com

ORLANDO, Fla., July 16, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) ( http://www.nasd-law.com ) announced today that it is continuing to investigate potential claims against Money Concepts Capital Corp …

The Securities Arbitration Law Firm of Klayman & Toskes Continues to Investigate Claims Against Money Concepts Capital Corp. on Behalf of Customers of Gurudeo "Buddy" Persaud – NBCNews.com

ORLANDO, Fla., July 16, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) ( http://www.nasd-law.com ) announced today that it is continuing to investigate potential claims against Money Concepts Capital Corp …

Glaxo Is Said to Be Near a Deal for Human Genome Sciences – New York Times

Several securities law experts say the delay in the BlackBerry 10, and overly optimistic remarks by Research in Motion’s chief executive, may make the company a target of shareholder lawsuits. The surge in Apple’s stock has made it a huge … Continue reading

Treasury Auctions Set for This Week – New York Times

Citigroup Global Markets. Dormitory Authority, $50 million of Brooklyn Law School revenue bonds. J. P. Morgan Securities. Harris County, Tex., $175 million of tax revenue refinancing bonds. J. P. Morgan Securities. Illinois Department of …

Clifford Chance advises on U.S.$500 million Majid Al Futtaim notes issuance – Zawya.com

The practice is founded on a full-service US and UK securities law capability, complemented by local securities law expertise in each of the key financial centres. The combination of local knowledge with an international perspective enables us to provide …