Securities Law 
The Securities Arbitration Law Firm of Klayman & Toskes Continues to Investigate Claims On Behalf Of Investors Who Sustained – Bloomberg
The Securities Arbitration Law Firm of Klayman & Toskes Continues to Investigate Claims On Behalf Of Investors Who Sustained Losses in Fannie Mae Preferred Stock Business Wire BOCA RATON, Fla. — July 13, 2012 The Securities Arbitration Law Firm …
Libor scam: Is Barclays too big to indict? – Economic Times
Violations of the Commodities Exchange Act, which prohibits manipulation and fraud in the trading of commodities, as well as the Securities Act, which prohibits fraud in the purchase and sale of securities, may be crimes, as is mail and wire … Continue reading
Puration UK, PLC — Announces New Board of Directors – YAHOO!
For More Info Contact: Nigel Follett, CEO (nfollett(at)purationuk(dot)com) Safe Harbor Statement – This release includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 27E of the Securities …
Did Romney’s 2002 Bain Capital CEO Filing Violate The Exchange Act? – Forbes
After all, questions about Romney’s compliance with securities law will not change their minds. But America is also a country of laws. And if someone violates those laws, there is a good chance that they could be subject to penalties.
Research In Motion Receives Verdict in Patent Case Brought by – Bloomberg
This news release contains forward-looking statements within the meaning of the U.S. Private Securities Litigation Reform Act of 1995 and Canadian securities laws, including statements relating to RIM awaiting certain rulings from the trial …
Calculated Deal in a Rate-Rigging Inquiry – New York Times
Violations of the Commodities Exchange Act, which prohibits manipulation and fraud in the trading of commodities, as well as the Securities Act, which prohibits fraud in the purchase and sale of securities, may be crimes, as is mail and wire … Continue reading
Regulators say there is no law against stupidity – au.news.yahoo.com
The corporate watchdog has flagged a crackdown on complex financial products that could breach the spirit of the law. The Australian Securities and Investments Commission (ASIC) is chairing a global push to crack down on risky products which can …
Cal Dive Announces Pricing of 5.00% Convertible Senior Notes Due 2017 – Yahoo Finance
The offering and sale of the notes was made through a private placement to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”). Cal Dive has granted the initial purchasers …
A Calculated Deal In a Rate-Rigging Inquiry – New York Times
Violations of the Commodities Exchange Act, which prohibits manipulation and fraud in the trading of commodities, as well as the Securities Act, which prohibits fraud in the purchase and sale of securities, may be crimes, as is mail and wire … Continue reading
Judge bars new complaint in GE securities megacase for ‘bad faith’ – Reuters Blogs
The great thing for plaintiffs about claims under the Securities Act of 1933 (as opposed to the Exchange Act of 1934) is that you usually don’t have to show that defendants intentionally misled investors. The Securities Act carries strict liability … Continue reading
