Securities Law 
U.S. investigates whether JPMorgan traders hid losses – Reuters
The SEC could charge JPMorgan with weaknesses in oversight and internal controls, said James Cox, a securities law expert at Duke University. “I think the SEC will continue to look at ‘What exactly did Jamie Dimon know and when did … Continue reading
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhi – Yahoo! Finance
The press releases were issued pursuant to Rule 135c under the Securities Act and are neither an offer to sell nor a solicitation of an offer to buy the Notes or any other securities and shall not constitute an offer … Continue reading
Pomerantz Law Firm Has Filed a Class Action Against KIT Digital Inc. — KITD – Bloomberg
Pomerantz Law Firm Has Filed a Class Action Against KIT Digital Inc. — KITD NEW YORK, July 13, 2012 (GLOBE NEWSWIRE) — Pomerantz Haudek Grossman & Gross has filed a securities class action against KIT Digital Inc. (“KIT” or the … Continue reading
Major changes to Securities Act – Zimbabwe Independent
THERE have been major amendments to the Securities Act, chief among them being the granting of more executive powers to the Securities Commission of Zimbabwe (SECz) chief executive officer in order to ensure the smooth running of financial …
Pomerantz Law Firm Reminds Shareholders of American Oriental Bioengineering, Inc. of Upcoming Deadline — AOBI – Yahoo Finance
This securities class action seeks to recover damages caused by the Company’s violations of the federal securities laws and to pursue remedies under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder.
Silver Law Group Announces Investigation of JP Morgan Chase Proprietary Mutual Funds and Chase Strategic Portfolios – msnbc.com
Silver Law Group Toll Free: (855) 755-4799 ssilver@silverlaw.com www.silverlaw.com Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida, with a satellite office in New York, representing investors …
In Barclays Inquiry, the Calculation in Making a Deal – New York Times
Violations of the Commodities Exchange Act, which prohibits manipulation and fraud in the trading of commodities, as well as the Securities Act, which prohibits fraud in the purchase and sale of securities, may be crimes, as is mail and wire … Continue reading
Obama Campaign ‘Blowing Smoke” With Bain Capital Charges – NewsMax.com
“Romney and Bain claim that he was not involved with Bain, but Bain and its portfolio companies in their required filings under the Securities Exchange Act continuously certified to the Securities and Exchange Commission say precisely the …
Penske Truck Leasing Co., L.P. ("PTL") and PTL Finance Corporation Issue $1.1 Billion in Senior Notes – msnbc.com
These senior notes have not been registered under the Securities Act of 1933, as amended, or any state or foreign securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from … Continue reading
Bank of NY Mel Corp Form 8.3 – Cooper Industries Plc – Bloomberg
13 July 2012 FORM 8.3 IRISH TAKEOVER PANEL DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED) DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% … Continue reading
