Securities Law 
Gabelli Closed-End Funds Preferred Stock Ratings – Yahoo Finance
as amended (the “1940 Act”), and subject to oversight by the United States Securities and Exchange Commission. The Gabelli Closed-End Funds meet the requirements of the 1940 Act, which require “asset coverage” (as defined in the 1940 Act …
TearLab Corporation Announces the Pricing of a Registered Financing – msnbc.com
Forward-Looking Statements This press release contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 regarding the expected closing of the registered offering and the intended use of …
Ariel Way, Inc. Issues Letter to Shareholders – StreetInsider.com
Accordingly, it was on July 11, 2012 ordered by the SEC that: Pursuant to Section 12(j) of the Exchange Act, the registration of each class of Ariel Way’s securities registered pursuant to Exchange Act Section 12 was revoked. The Management … Continue reading
Select Income REIT Closes $350 Million Unsecured Term Loan – MSN Money
WARNING CONCERNING FORWARD LOOKING STATEMENTS CERTAIN STATEMENTS CONTAINED IN THIS PRESS RELEASE ARE FORWARD LOOKING STATEMENTS WITHIN THE MEANING OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 AND OTHER SECURITIES LAWS. THESE INCLUDE …
Icahn Enterprises Announces Closing of $300 Million Senior Notes Offering – msnbc.com
The notes were sold in a private offering to qualified institutional buyers as defined in Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and non-U.S. persons outside the United States under Regulation S under the … Continue reading
Icahn Enterprises Announces Closing of $300 Million Senior Notes Offering – NASDAQ
The notes were sold in a private offering to qualified institutional buyers as defined in Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and non-U.S. persons outside the United States under Regulation S under the … Continue reading
Offer by Shell for Cove: Extension of Offer – Bloomberg
Any failure to comply with these restrictions may constitute a violation of securities laws of any such jurisdictions. To the fullest extent permitted by law, Shell Bidco disclaims any responsibility or liability for the violation of such …
First Industrial Realty Trust to Host Second Quarter 2012 Results Conference Call – Marketwatch
Forward-Looking Information This press release and the presentation to which it refers may contain certain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, and Section 21E of the Securities Exchange Act of 1934.
The Nation’s Leading Independent Voting Advisory Services Support Signature Board; Both ISS and Glass Lewis Reject McIntyre Attempt to Take Control – MSN Money
About Signature Group Holdings, Inc. This news release may contain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, and are made pursuant to the … Continue reading
D.C. Judge Slices Out Charges in Securities Fraud Case – The BLT: Blog of Legal Times
But the indictment, Chief Judge Royce Lamberth of Washington’s federal trial court said today, doesn’t expressly charge any violation of federal securities laws. Prosecutors instead lodged mail and wire fraud allegations, in addition to false …
