Securities Law 
Federman & Sherwood Announces That a Securities Class Action Lawsuit Has Been Filed Against THQ Inc. – Marketwatch
The complaint alleges violations of federal securities laws, Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5, including allegations of issuing a series of material or false misrepresentations to the market which …
Rigrodsky & Long, P.A. Announces A Securities Fraud Class Action Lawsuit Has Been Filed Against St. Jude Medical, Inc. – CNBC
inclusive (the “Class Period”), alleging violations of the Securities Exchange Act of 1934 against the Company and certain of its officers (the “Complaint”). If you purchased shares of St. Jude Medical during the Class Period, or purchased shares prior to … Continue reading
Farmers & Merchants Bancorp, Inc. Declares 2nd Quarter Dividend – MSN Money
SAFE HARBOR STATEMENT Farmers & Merchants Bancorp, Inc. (“F&M”) wishes to take advantage of the Safe Harbor provisions included in the Private Securities Litigation Reform Act of 1995. Statements by F&M, including management’s expectations and …
The Securities Arbitration Law Firm of Klayman & Toskes Files Claim Against David Lerner Associates on Behalf of 75 Year Old Widow to Recover Losses Sustained in Apple REITs – msnbc.com
NEW YORK, June 18, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.sue-davidlerner.com, announced today that it filed a claim against David Lerner Associates (“DLA”) on behalf of a 75 year old widow … Continue reading
TCF Announces Preferred Stock Offering; Intention to Redeem Trust Preferred Securities – Yahoo Finance
Safe Harbor for Forward-Looking Information This press release may contain projections and other “forward-looking” statements within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995.
Big investors on sidelines in Facebook case: Frankel – Reuters
(I’m talking only about the federal-court claims against Facebook and the underwriters under the Securities Act of 1933, not investor cases against Nasdaq or derivative suits against Facebook’s board.) I’ve previously explained why the Facebook …
Insider trading is rampant on Dalal Street – Economic Times
MUMBAI: Rajat Gupta’s conviction for insider trading may have reinforced the strictness of US laws, but back home ask any broker, dealer, analyst, securities lawyer or even someone in the stock market regulator-and everyone will accept that it …
Dan Dorfman, Market-Moving Financial Journalist, Dies at 80 – Bloomberg
He suffered a stroke later that year and lost his position at CNBC. Even though the network exonerated him and regulators never accused him of a securities-law violation, his career wasn’t the same afterward. He wrote for the New York … Continue reading
US banks take advantage of capital rules – Financial Times
The securities contain a standard clause that allows banks to … action was needed to be taken before a regulatory call,” said Anna Pinedo, a partner at law firm Morrison & Foerster.
Zimbabwe: Massive Rot At Interfin Securities Unearthed – AllAfrica.com
Documents seen by businessdigest show that Interfin stockbrokers was engaged in a high level of money market dealings in direct contravention of both the Securities Act (Chapter 24:25) and the Banking Act (Chapter 24:20). Investors could have been …
