Securities Law 
Gregory Carrington charged with 10 securities act offences – Abbotsford News
An Abbotsford man has been charged with 10 offences under the B.C. Securities Act. Gregory Clark Carrington, 66, was arrested without incident at his home in Abbotsford on Monday by the B.C. Securities Commission’s (BCSC) criminal …
B.C. Securities Commission Criminal Investigations Team and Abbotsford Police Arrest Abbotsford Man for Illegal Sale of Securities – msnbc.com
… Team and the Abbotsford Police Department have arrested an Abbotsford man and charged him with 10 counts under the Securities Act. The charges relate to selling securities without being registered, making misrepresentations, breaching an existing …
B.C. Securities Commission Criminal Investigations Team and Abbotsford Police arrest Abbotsford man for illegal sale of securities – Yahoo Finance
… and the Abbotsford Police Department have arrested an Abbotsford man and charged him with 10 counts under the Securities Act. The charges relate to selling securities without being registered, making misrepresentations, breaching an …
B.C. Securities Commission Criminal Investigations Team and Abbotsford Police arrest Abbotsford man for illegal sale of securities – PR Newswire
… Team and the Abbotsford Police Department have arrested an Abbotsford man and charged him with 10 counts under the Securities Act. The charges relate to selling securities without being registered, making misrepresentations, breaching an existing …
Block & Leviton, Along with Susman Godfrey and Hausfeld LLP, Announce That They Have Filed A Securities Class Action Lawsuit Against Facebook Inc. – Yahoo Finance
BOSTON, June 20, 2012 /PRNewswire/ — Block & Leviton LLP (blockesq.com), a Boston-based law firm representing investors nationwide, announces that it has filed a securities class action lawsuit against Facebook Inc. (FB), certain of the company …
The Securities Arbitration Law Firm of Klayman & Toskes Files Claim Against Banc of America n/k/a Merrill Lynch to Recover – Bloomberg
The Securities Arbitration Law Firm of Klayman & Toskes Files Claim Against Banc of America n/k/a Merrill Lynch to Recover Losses Sustained in Freddie Mac Preferred Stock — BAC NEW YORK, June 20, 2012 (GLOBE NEWSWIRE) — The Securities …
The Securities Arbitration Law Firm of Klayman & Toskes Files Claim Against Banc of America n/k/a Merrill Lynch to Recover Losses Sustained in Freddie Mac Preferred Stock — BAC – msnbc.com
NEW YORK, June 20, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes (“K&T”), www.nasd-law.com , announced today that it filed a securities arbitration claim against Banc of America (NYSE:BAC) n/k/a Merrill Lynch on behalf of … Continue reading
SEC seeks Big 4 audit papers from China -source – Reuters
On May 9, the SEC charged Deloitte’s Shanghai arm with violating U.S. securities laws by refusing to produce documents from an audit of an unnamed China-based company. The SEC said sanctions could include censure or revoking the firm’s ability …
Dealing With the Facebook Lawsuits – New York Times
Under Section 11(e) of the Securities Act of 1933 , a defendant can avoid liability if it can show that “any portion or all of such damages represents other than the depreciation in value” traceable to any misstatement or omission … Continue reading
SEC Investigating Whether JPMorgan Misled Investors – Huffington Post
“The duty under Federal securities laws is to speak completely and truthfully,” she said. Dimon made the “tempest in a teapot” comment in a conference call with analysts the day the bank issued the low-risk reading as the company reported … Continue reading
