Securities Law 
Navios Maritime Holdings Inc. Announces Proposed Private Offering of $88 Million 8 7/8% First Priority Ship Mortgage Notes Due 2017 – MSN Money
The Notes will be offered and sold in the United States only to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and in offshore transactions to non-United States persons …
Securities regulators’ fines called ‘a farce’ – CBC
In analyzing data supplied by all provinces, CBC News found that only 35.7 per cent of the penalties owed for violating securities laws across the country since 2007 was actually collected by the commissions. That means of the $444 million … Continue reading
Suburban Propane Partners, L.P. Extends Consent Date of Exchange Offers and Consent Solicitations in … – Yahoo Finance
The SPH Notes have not been registered under the Securities Act of 1933, as amended, or any state or foreign securities laws. The SPH Notes may not be offered or sold in the United States absent registration or an applicable … Continue reading
Vista Gold Corp. Announces US$15.0 Million Private Placement of Units – Sacramento Bee
Todd gold project.” The above-described securities have not been registered under the U.S. Securities Act of 1933, as amended, (the “U.S. Securities Act”) or any state securities laws of any state of the United States, and may not be offered … Continue reading
DaVita Inc. (NYSE:DVA) Investor Alert: Investigation over Potential Violations of Securities Laws – SBWire
San Diego, CA — (SBWIRE) — 06/27/2012 — An investigation on behalf of investors in DaVita Inc. (NYSE:DVA) shares over potential securities laws violations by certain officers and directors at DaVita Inc. in connection with certain financial …
Exelon Generation Announces Expiration of Early Participation Period for Exchange Offers – Marketwatch
The New Notes have not been registered under the Securities Act of 1933 or any state securities laws. The New Notes may not be offered or sold in the United States or to any U.S. persons except pursuant to an … Continue reading
Role of Commercial-Mortgage-Bond Watchdogs Is Cut – Wall Street Journal
With demand for the securities stronger, underwriting standards have loosened … the future because they are required under the CMBS section of the Dodd-Frank Act that was signed into law in 2010. But both sides in the watchdog debate are … Continue reading
Securities regulators’ fines go unpaid – CBC
In analyzing data supplied by all provinces, CBC News found that only 35.7 per cent of the penalties owed for violating securities laws across the country since 2007 was actually collected by the commissions. That means of the $444 million … Continue reading
CUI Global, Inc. Included in the Russell Microcap® Index – Oregonian
Important Cautions Regarding Forward Looking Statements This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended.
SEC will miss deadlines on JOBS Act rules-Schapiro – Reuters
In prepared testimony, Securities and Exchange Commission Chairman Mary Schapiro will tell a U.S. House oversight panel that certain rulewriting deadlines imposed by the JOBS Act “are not achievable.” “The 90-day deadline does not provide a …
