Securities Law 
New Delays at RIM to Be Questioned at Annual Meeting – New York Times
But the annual meeting may not be the only forum for shareholders to vent their displeasure. Several securities law experts and some investors say the delay in the BlackBerry 10, and overly optimistic remarks as recently as last week by … Continue reading
Pomerantz Reminds Shareholders of Tibet Pharmaceuticals, Inc. of Upcoming Deadline — TBET – NASDAQ
The action seeks to recover damages caused by defendants’ violations of federal securities laws and to pursue remedies under the Securities Act of 1933. If you are a shareholder who purchased Tibet securities, you have until July 25, 2012 to … Continue reading
Repligen to Present at JMP Securities Healthcare Conference 2012 – Yahoo Finance
This press release may contain forward-looking statements within the meaning of the federal securities laws. Investors are cautioned that statements in this press release which are not strictly historical statements including, without limitation …
Regulation FD Disclosure, Other Events, Financial Statements and Exhi – Yahoo! Finance
In accordance with General Instruction B.2. to Form 8-K, the following information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in … Continue reading
JOBS Act Update: SEC Misses Rulemaking Deadline, But “the Wheels Are in Motion” – Private Equity Hub
The Securities and Exchange Commission (SEC) will not meet the first rulemaking deadline mandated under the Jumpstart Our Business Startups Act (JOBS Act), according to testimony Chairman Mary Schapiro delivered to Congress on June 28.
IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, c. S.5, AS AMENDED – AND – IN THE MATTER OF PETER SBARAGLIA – Yahoo Finance
TORONTO, July 6, 2012 /CNW/ – The Commission issued an Order in the above named matter which provides that a confidential pre-hearing conference will be held on July 19, 2012, at 9:00 a.m. The pre-hearing conference will be held in … Continue reading
NYSE Retail Plan, Japan Probe, Intel Appeal: Compliance – Bloomberg
The law was agreed on by the bloc’s national governments … its own valuations for structured notes in offering prospectuses, after the U.S. Securities and Exchange Commission recommended that banks include such an estimate.
Lloyds TSB Bank PLC 38ZT Tender Offer – USD securities – Pricing – Bloomberg
The above dates and times are subject, where applicable, to the right of the Issuer to extend, re-open, amend, and/or terminate the Offers, subject to applicable laws. Holders are advised to check with any bank, securities broker or other …
Teryl To Commence Normal Course Issuer Bid – Yahoo Finance
The securities of the Company have not been registered under the United States Securities Act of 1933, as amended (the “U.S. Securities Act”) or any state securities laws and may not be offered or sold within the United States or … Continue reading
Imperial Resources, Inc.; SWDF Lightning Protection & Wellbore Connection Complete – MSN Money
Details of the Company’s business, finances, appointments and agreements can be found as part of the Company’s continuous public disclosure as a reporting issuer under the Securities Exchange Act of 1934 filed with the Securities and Exchange …
