Securities Law

New General Solicitation and Advertising Rules To Be Delayed – jdsupra.com

Shapiro, Chairman of the Securities and Exchange Commission, provided testimony with respect to the rule-making required of the SEC under the Jumpstart Our Business Startups Act (JOBS Act). Title II of the JOBS Act requires the SEC to revise Rule … Continue reading

Angiotech Pharmaceuticals, Inc. Launches Exchange Offer and Consent Solicitation for up to $200,000,000 of its Senior Floating Rate Notes Due 2013 – CNBC

The New Notes are being offered pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”) contained in Section 3(a)(9) of the Securities Act. Angiotech has not filed and will not … Continue reading

The Securities Arbitration Law Firm of Klayman & Toskes Files Claim Against Calton & Associates on Behalf of Two Retirees to Recover Losses Sustained in Desert Capital REIT – msnbc.com

NEW YORK, July 3, 2012 (GLOBE NEWSWIRE) — The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com , announced today that it filed a claim against Calton & Associates, Inc. (“Calton”) on behalf of two retirees, ages … Continue reading

Judge rules against SEC in Stanford claims case – Reuters

SIPC argued that the 42-year-old Securities Investor Protection law does not apply in the Stanford case. In his ruling, Judge Robert Wilkins for the U.S. District Court for the District of Columbia dismissed the SEC’s request, saying the agency …

Unregistered Sale of Equity Securities, Financial Statemen – Yahoo! Finance

In consummating the Equity Subscriptions, the Company relied on an exemption from registration afforded by Section 4(2) of the Securities Act of 1933, as amended, based on (i) representations to the Company made by TW Investor that it was an … Continue reading

New state law joins securities commission, Department of Banking – Central Penn Business Journal

The Pennsylvania Securities Commission will be absorbed into the state Department of Banking under a bill Gov. Tom Corbett signed Monday. House Bill 2438 authorizes creation of a consolidated “Department of Banking and Securities” within the …

New law joins securities commission, Department of Banking – Central Penn Business Journal

The Pennsylvania Securities Commission will be absorbed into the state Department of Banking under a bill Gov. Tom Corbett signed Monday. House Bill 2438 authorizes creation of a consolidated “Department of Banking and Securities” within the …

Lincare Holdings Investor Alert: The Briscoe Law Firm and Powers Taylor, LLP Investigate Sale of Lincare Holdings, Inc. to Linde AG – Yahoo Finance

Former United States Securities and Exchange Commission attorney Willie … or Willie Briscoe at The Briscoe Law Firm, PLLC, (214) 706-9314, or via email at WBriscoe@TheBriscoeLawFirm.com. There is no cost or fee to you. Under the terms of …

Rosen Law Firm Announces Filing of Securities Class Action Against PolyMedix, Inc. — PYMX – Yahoo Finance

NEW YORK, July 2, 2012 (GLOBE NEWSWIRE) — The Rosen Law Firm, P.A. announces a class action has been filed against PolyMedix, Inc. (PYMX) alleging that PolyMedix misrepresented the safety of its two experimental compounds in clinical trials …

Nouveau Life Pharmaceuticals (NOUV) In Talks with International Mass Distribution Firms – MSN Money

Forward-Looking Statements – This press release contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended and such …