Securities Law 
SEC says Grassley’s concerns about Vertex stock sales are `being considered’ – Boston Globe
“You can be assured, however, that the matters raised in your letter are being considered by the Commission and that all potential violations of the securities laws related thereto will be evaluated carefully,” Schaprio wrote …
Investor Notice: The Rosen Law Firm Updates China Agritech Shareholders on Securities Class Action — CAGC – Marketwatch
NEW YORK, Jun 29, 2012 (GlobeNewswire via COMTEX) — The Rosen Law Firm, P.A. announces an update on the securities class action filed on behalf of purchasers of China Agritech common stock and call options (OTN:CAGC) . The Rosen Law … Continue reading
Rosen Law Firm Announces Filing of Securities Class Action Against Lone Pine Resources, Inc. – LPR – Business Wire
NEW YORK–(BUSINESS WIRE)–The Rosen Law Firm, P.A. announces a class action has been filed against Lone Pine Resources, Inc. (NASDAQ: LPR) alleging that Lone Pine made false statements of material facts in its prospectus issued in connection with the …
Indiana to hold securities brokers more accountable – msnbc.com
Changes in Indiana securities law that take effect Sunday will hold brokers more accountable. Secretary of State Connie Lawson says the new provisions will help her office provide better protection to investors. The law clarifies a provision that allows …
Victory Gold Mines Inc. Announces Completion of $296,450 Non-Brokered Private Placement – msnbc.com
The Offering was made pursuant to exemptions from the prospectus requirements of the applicable securities laws. The Offering consisted of 638,437 Units (the “Units”) at a price of $0.16 per Unit for total proceeds of $102,150 and 1,214,375 common shares … Continue reading
PC Mall Announces Management Changes Joseph Hayek named President of Sarcom – CNBC
Also of significance, Simon Abuyounes was designated by PC Mall’s Board of Directors as an executive officer of the Company under Section 16 of the Securities and Exchange Act of 1934, as amended, serving in the position of President of … Continue reading
Canada: Securities Regulators Consider Regulation Of Proxy Advisory Firms – Mondaq
The Canadian Securities Administrators today published an update on the status of their review of the “$150,000 minimum amount” and “accredited investor” exemptions. The Court Of Appeal Clarifies Interplay Between The Limitations Act, 2002 And The Arthur …
Promotora y Operadora de Infraestructura, S.A.B de C.V. files Form 15F to deregister in the United States under the Securities Exchange Act of 1934 – StreetInsider.com
MEXICO CITY, June 29, 2012 /PRNewswire/ – Promotora y Operadora de Infraestructura, S.A.B de C.V. (“Pinfra” or the “Company”) (BMV: PINFRA) today announced that it intends to file a Form 15F with the United States Securities and Exchange Commission (the …
Indiana to hold securities brokers more accountable – Chicago Sun-Times
INDIANAPOLIS (AP) — Changes in Indiana securities law that take effect Sunday will hold brokers more accountable. Secretary of State Connie Lawson says the new provisions will help her office provide better protection to investors. The law clarifies a …
Excel Maritime Carriers Ltd. Announces Receipt of NYSE Notice of Non-Compliance – MSN Money
This press release contains forward-looking statements (as defined in Section 27A of the U.S. Securities Act of 1933, as amended, and Section 21E of the U.S. Securities Exchange Act of 1934, as amended) concerning future events and Excel’s …
